John W. Rogers Jr. - Ariel Appreciation Fund Portfolio

Name: Investment Portfolio Data
License: https://creativecommons.org/licenses/by/4.0/

Period Date		Mar 31, 2025
Filing Date		May 15, 2025
Total Stocks		106
Portfolio Value		$8.51B

Ariel Appreciation Fund Activity

Date	Symbol	Name	Type	Quantity	Value	Remaining
Q4 2016Dec 31, 2016	USB U.S. Bancorp	U.S. Bancorp	Sell	-159,866-32.0%	$17.46K	339,811
Q4 2016Dec 31, 2016	ZBRA Zebra Technologies Corporation	Zebra Technologies Corporation	Sell	-161,604-7.0%	$183.51K	2,139,837
Q4 2016Dec 31, 2016	CRWS Crown Crafts, Inc.	Crown Crafts, Inc.	Sell	-169,593-29.5%	$3.14K	404,862
Q4 2016Dec 31, 2016	BCO Brinks Company (The)	Brinks Company (The)	Sell	-201,083-17.8%	$38.26K	927,499
Q4 2016Dec 31, 2016	GAIA Gaia, Inc.	Gaia, Inc.	Sell	-213,046-16.0%	$9.70K	1,121,833
Q4 2016Dec 31, 2016	CVU CPI Aerostructures, Inc.	CPI Aerostructures, Inc.	Sell	-222,977-13.5%	$13.21K	1,427,538
Q4 2016Dec 31, 2016	CPIX Cumberland Pharmaceuticals Inc.	Cumberland Pharmaceuticals Inc.	Sell	-225,180-11.0%	$10.04K	1,824,580
Q4 2016Dec 31, 2016	CNTY Century Casinos, Inc.	Century Casinos, Inc.	Sell	-244,587-6.6%	$28.61K	3,476,882
Q4 2016Dec 31, 2016	WU Western Union Company (The)	Western Union Company (The)	Sell	-250,880-4.0%	$129.37K	5,956,053
Q4 2016Dec 31, 2016	JWN Nordstrom, Inc.	Nordstrom, Inc.	Sell	-273,908-24.2%	$41.12K	857,949
Q4 2016Dec 31, 2016	BEN Franklin Resources, Inc.	Franklin Resources, Inc.	Sell	-296,296-16.3%	$60.21K	1,521,120
Q4 2016Dec 31, 2016	KKR KKR & Co. Inc.	KKR & Co. Inc.	Sell	-303,228-2.8%	$159.40K	10,357,455
Q4 2016Dec 31, 2016	NTRS Northern Trust Corporation	Northern Trust Corporation	Sell	-338,529-13.6%	$191.50K	2,150,452
Q4 2016Dec 31, 2016	OESX Orion Energy Systems, Inc.	Orion Energy Systems, Inc.	Sell	-351,320-6.4%	$11.20K	5,163,080
Q4 2016Dec 31, 2016	LFCR Lifecore Biomedical, Inc.	Lifecore Biomedical, Inc.	Sell	-365,652-31.5%	$10.97K	794,934
Q4 2016Dec 31, 2016	ITUB Itau Unibanco Banco Holding SA	Itau Unibanco Banco Holding SA	Sell	-378,742-92.9%	$298.00	29,023
Q4 2016Dec 31, 2016	SSD Simpson Manufacturing Company,	Simpson Manufacturing Company,	Sell	-557,603-22.7%	$83.27K	1,903,201
Q4 2016Dec 31, 2016	AXTI AXT Inc	AXT Inc	Sell	-687,473-33.8%	$6.45K	1,344,402
Q4 2016Dec 31, 2016	BRC Brady Corporation	Brady Corporation	Sell	-902,995-24.2%	$106.27K	2,830,048
Q4 2016Dec 31, 2016	KMT Kennametal Inc.	Kennametal Inc.	Sell	-2,056,151-22.0%	$227.69K	7,283,818
Q3 2016Sep 30, 2016	NOK Nokia Corporation Sponsored	Nokia Corporation Sponsored	Buy	+3,773,294+22.2%	$120.34K	20,784,782
Q3 2016Sep 30, 2016	GAIA Gaia, Inc.	Gaia, Inc.	Buy - Position Entry	+1,334,879	$9.61K	1,334,879
Q3 2016Sep 30, 2016	ASPN Aspen Aerogels, Inc.	Aspen Aerogels, Inc.	Buy - Position Entry	+721,737	$4.30K	721,737
Q3 2016Sep 30, 2016	CBRE CBRE Group Inc	CBRE Group Inc	Buy	+563,518+17.2%	$107.26K	3,833,411
Q3 2016Sep 30, 2016	OESX Orion Energy Systems, Inc.	Orion Energy Systems, Inc.	Buy	+513,316+10.3%	$7.33K	5,514,400
Q3 2016Sep 30, 2016	TTGT TechTarget, Inc.	TechTarget, Inc.	Buy - Position Entry	+503,369	$4.06K	503,369
Q3 2016Sep 30, 2016	BWA BorgWarner Inc.	BorgWarner Inc.	Buy	+342,062+25.8%	$58.71K	1,668,778
Q3 2016Sep 30, 2016	GRBK Green Brick Partners, Inc.	Green Brick Partners, Inc.	Buy - Position Entry	+306,862	$2.54K	306,862
Q3 2016Sep 30, 2016	FF FutureFuel Corp.	FutureFuel Corp.	Buy - Position Entry	+274,100	$3.09K	274,100
Q3 2016Sep 30, 2016	FLR Fluor Corporation	Fluor Corporation	Buy - Position Entry	+269,566	$13.83K	269,566

Page 121 of 166 • 4968 total trades

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